Not long ago, the SEC hosted the Annual Small Business Forum. The Forum provides an opportunity to consider a broad array of issues affecting private companies as well as smaller public companies ...

As 2026 begins, financial markets are experiencing a pivotal period marked by rapid technological advancement and an increasing awareness of the need for regulatory frameworks to evolve in tandem with ...

Phil Rothenberg, a corporate and securities in-house attorney based in Silicon Valley and former staff attorney at the SEC, contributed significantly to the research and writing of this post. The ...

A recent report from the SEC's Office of the Advocate for Small Business Capital Formation presents a study on how the Rule 506(c) exemption under Regulation D of the Securities Act of 1933 is used in ...

Earlier this year, FINRA announced a consultation on how it could improve capital formation. FINRA is a key self-regulatory organization (SRO) that has oversight over the large broker-dealer industry.

The RMR Group, an alternative asset management firm with roughly $39 billion in assets under management, has hired Peter Welch as senior vice president and head of international capital formation, ...

In a recent conversation with John Collison, President of Stripe, Brian Armstrong, CEO of Coinbase (NASDAQ:COIN), shared a vision for the future of capital formation and company governance. Armstrong ...

DALLAS and NEW YORK, Feb. 5, 2025 /PRNewswire/ -- Canyon Partners ("Canyon"), a global alternative investment manager with over $26 billion in assets under management, today announced that Georg ...

GENEVA--(BUSINESS WIRE)--Alphemy Capital S.A. (“Alphemy Capital”), an alternative investment manager focused on blockchain technology and digital assets investments, has appointed Constance Sng as its ...

SANTA MONICA, Calif.--(BUSINESS WIRE)--March Capital, a leading enterprise venture growth firm based in Santa Monica, California, today announced the appointment of Oliver Marques as Partner, Capital ...