New York is once again considering expanding the state’s Bottle Bill to include more categories of bottles and a higher deposit. Before this can occur, however, the state must address the dire ...
The Financial Industry Regulatory Authority on Wednesday said that it fined five brokerages close to $1 million for gouging clients in "postage and handling" fees. In a statement, the self-regulatory ...
Living up to its warnings, Finra has walloped five firms for overcharging for postage and handling. Last Wednesday, the Financial Industry Regulatory Authority Inc. said it fined five firms a total of ...
WALLINGFORD >> There’s potential battle brewing in the upcoming Connecticut General Assembly session over the recycling of bottles and cans in the state. Owners of independent bottle and can ...
The Financial Industry Regulatory Authority today fined five broker-dealers for understating the amount of total commissions charged to customers in trade confirmations and on fee schedules by ...