Faircourt Asset Management Inc. today announced the launch of the Faircourt Principal Protected ROC Deposit Notes, Series I, and the Faircourt Principal Protected Income Trust Deposit Notes, Series II ...
Retirees and those close to retiring are seeking security as well as healthy investment income, and structured products such as principal-protected notes are meeting their needs by serving up an ...
In this issue: Principal Protected Note Tutorial from SEC and FINRA; FINRA Priorities; Why So Many Opinions? Exhibit 5.1 Opinions; Principles Applicable to Retail Structured Products Reaffirmed; ...
After it evaporated in the wake of the Lehman Brothers collapse, interest in principal-protected notes is undergoing a revival - to the dismay of some concerned about the "money-back guarantee" on the ...
Explore how Principal Protected Notes (PPNs) can enhance portfolio diversification by combining market exposure with principal protection at maturity. This webinar, which aired live on Tuesday, ...
NEW YORK (Reuters) - The U.S. Securities and Exchange Commission is asking financial firms for information on how they market "principal-protected" notes," Bloomberg reported on Friday, citing people ...
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