The Retirement Security Rule and accompanying Prohibited Transaction Exemption amendments, finalized in April, elaborate on differential pay between products offered by advisers and how advisers ...

The Department of Labor has several objectives in issuing its latest iteration of the fiduciary rule and one of them is expanding the scope of fiduciary activities, a Washington attorney said. The ...

Advisers take note: The Department of Labor’s Prohibited Transaction Exemption 2020-02 will begin to be fully enforced effective July 1. Jason Roberts, CEO of the Pension Resource Institute and ...

The Department of Labor appears to be listening to advisors and their representatives as they ask for a delay on the Dec. 20 enforcement of its newest investment advice prohibited transaction ...

SALT LAKE CITY, April 24, 2024 (GLOBE NEWSWIRE) -- CapitalROCK, the developer of RightBRIDGE has made a preliminary assessment of the DOL’s finalized Retirement Security Rule and amended Prohibited ...

SALT LAKE CITY, Sept. 14, 2021 (GLOBE NEWSWIRE) -- CapitalROCK will be releasing a PTE version of RightBRIDGE in October of 2021. The new functionality addresses the rules and requirements of the DOL ...

CLEVELAND--(BUSINESS WIRE)--RIA in a Box, a leading Software-as-a-Service (SaaS) provider of compliance and operational software to the wealth management industry, has announced a partnership with ...